info@kjsassoc.com
(631) 737-5200

Compliance & Security

Download PDF

Compliance & Security

Let KJS help you meet all of your compliance requirements and provide peace of mind…

Compliance and Security continue to grow as a major component of the technological landscape. At Kenneth J. Sole & Associates, Inc. we have developed a comprehensive Information Technology Compliance program to ensure that your financial institution meets and exceeds regulatory requirements. Kenneth J. Sole, president and founder of the firm states “In today’s business environment, the acquisition and implementation of technology is the easy part. It is Compliance and Security that keep the CIO awake at night!” Our Compliance programs are initiated at the Board level, and extend to the front and back office operating divisions. Our Policies have passed the scrutiny of the regulators, and our Procedures are front-line tested to ensure accuracy. All of our documents are prepared in a Sarbanes-Oxley format so that they will continue to have merit as your organization grows, and our consultants apply “Best Practices” during the creative process.