Compliance
Is your financial institution prepared to pass its next Information Technology Audit? Does your organization require remediation of a recently completed audit?
Let KJS help you meet all of your Compliance requirements and provide you with peace of mind.
KJS can assist in meeting your compliance objectives in a structured, transparent way. To reduce risk, we can also perform a precursory review of your documentation, bank compliance policies, and compliance procedures to ensure gaps are filled and Best Practices are in place.
The Compliance Objectives:
- Gramm-Leach-Bliley
- Patriot Act
- FDICIA
- FFIEC
- FDIC
- Office of the Comptroller of the Currency (OCC)
- Sarbanes Oxley (SOX)
Get Started Today
Discover how Kenneth J. Sole & Associates, Inc. can propel your objectives forward and deliver tangible results to your organization.